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The
entire text of the SEC's rules and regulations is available through the U.S. Government Printing Office or from
several private publishers of legal information. In addition, numerous books on this subject have been published,
and some are available at public libraries. As of this writing, the following volumes of Title 17 of the Code of
Federal Regulations (the SEC's rules and regulations) were available from the Government Printing Office:
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Vol. II - Parts 200
to 239. SEC Organization; Conduct and Ethics; Information and Requests; Rules of Practice; Regulation S-X and
Securities Act of 1933.
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Vol III - Parts 240
to End. Securities Exchange Act of 1934; Public Utility Holding Company, Trust Indenture, Investment Company,
Investment Advisers, and Securities Investor Protection Corporation Acts.
For additional information about
how to obtain official publications of Commission rules and regulations, contact:
Superintendent of
Documents
Government Printing Office
Washington DC 20402-9325
For copies of SEC forms and
recent SEC releases:
Publications
Section
U.S. Securities and Exchange Commission
450 Fifth Street N.W.
Washington, D.C. 20549-0019
Telephone: (202)942-4046
Other useful addresses, telephone
numbers, web sites and e-mail:
SEC's World Wide
Web site: http://www.sec.gov
SEC
Office of Small Business
SEC Small Business Ombudsman
U.S. Securities and Exchange Commission
450 Fifth Street, N.W.
Washington, D.C. 20549-0304
Telephone: (202) 551-3460
E-mail
addresses:
smallbusiness@sec.gov
help@sec.gov
North
American Securities Administrators Association
10 "G" Street, N.E., Suite 710
Washington, D.C. 20002
(202) 737-0900
NASAA's
World Wide Web site: http://www.nasaa.org
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